Education
- Michigan State University, BS, Finance
- Georgetown University, MBA, International Business
Areas of Expertise
- Strategic Program Execution
- Regulatory Compliance
- Examination and Enforcement Response
- Operational Strategy
- Risk Management
- Control Testing and Validation
- Technology Implementation
- Product Strategy
- Data Analytics
Paul Brochert
Biography
Paul Brochert is a versatile strategy and operations executive with more than 15 years’ experience leading complex initiatives across the financial services, management consulting, and technology industries. At Tölt Strategies, he specializes in strategic and tactical projects relating to financial regulation, examination and enforcement response, licensing applications, control testing and validation, and product strategy.
Prior to joining Tölt Strategies, Paul served as Director of Operations for DJC Digital, a buyer-focused digital asset brokerage and mergers and acquisitions advisory firm. He was responsible for designing and implementing new product strategies, artificial intelligence (AI)-driven deal sourcing processes, and a proprietary data analytics infrastructure to deliver actionable mergers and acquisition intelligence and insights to private equity firms, family offices, and other professional acquirers of software, data, and eCommerce businesses.
Earlier in his career, Paul served as a Manager in PricewaterhouseCooper’s New York City consulting practice, leading large teams to plan and execute growth strategy, operational optimization, technology transformation, and risk management engagements for Fortune 500 financial services clients. He has extensive experience implementing regulatory compliance initiatives in response to Volcker Rule, Dodd-Frank Act, FINRA 4210, MiFID II, and SEA Rule 15c3-3 legislation.